Capital market law

We provide comprehensive services for capital market participants, including issuers, investors and alternative investment companies. We support clients in relations with the Polish Financial Supervision Authority (KNF), the Warsaw Stock Exchange S.A. (WSE) and the National Depository for Securities S.A. (KDPW). We advise on admitting the companies` securities to trading, preparing issue prospectuses, memoranda and information documents.

As part of the capital market law practice, we provide legal assistance in:

  • public offering processes (IPO, SPO), admission of securities to trading on the regulated market, admission of shares and other shares to trading in the NewConnect alternative trading system, as well as when changing quotation markets;
  • audits of compliance of the functioning of public companies with the requirements of the provisions regulating the
  • processes of obtaining debt financing, including through public offerings of bonds and bonds convertible into shares;
  • delisting and buyback processes;
  • advising issuers and shareholders of public companies in fulfilling their disclosure obligations;
  • advising on transactions of qualifying holdings, including the regime of the tender offer;
  • creating and implementing incentive programs for management boards and managerial staff,
  • representing issuers and investors before the Polish Financial Supervision Authority, the WSE and the National Depository for Securities;
  • preparing or adapting the legal requirements of the documentation of the ACI and the AIC management entities and documents relating to the activities conducted by the ACI, preparation of an application for entry in the register of AIC management entity or an application for a permit to operate the AIC management entity and representation before the Polish Financial Supervision Authority in this regard.